Investment Management

FSR advocates on behalf of members that provide investment products and services to individual and institutional investors, businesses, not-for-profit organizations, and governments (federal, state, and local); manage investments for themselves or their clients; provide financial, investment, or advisory services; and underwrite, deal-in, or make markets in capital markets financial instruments. 

Current Investment Management Priorities: 

  • Fiduciary Duties and Standards of Care
  • Systemic Risk Review of Asset Management
  • Retirement Planning and Saving
  • Regulating Municipal Securities Disclosures
  • Investment Funds Regulation
  • Retail Securities Issues
  • U.S. Securities Market Structure, Resiliency and Oversight
FOCUS BLOG: Reflections on Retirement Policy with Robert L. Reynolds

How would you assess the private, voluntary workplace savings? Is it working well overall? Our private workplace savings system – 401(k)’s and the like – is a huge success story – for most Americans. But it is also a major challenge for millions of workers and for our policy-makers in Washington. What we have is […]

WHITE PAPER: The Unique Retirement Savings Challenges of Women, Minorities, and Millennials

FSR today released a white paper on the unique retirement savings challenges of women, minorities, and millennials.  Authored by FSR’s Vice President of Government Affairs for Investment Management, Jill Hoffman, the white paper comes at a time when more than half of Americans are not saving enough for retirement. To encourage employers to take...

FSR letter to the House HR 3340

FSR Letter to Senate re: 401(Kids) Legislation

FSR Letter to U.S. House re: Senior$afe Act